Katherine O Heath

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-04-15
AL	RA	APPROVED	2018-10-05

TX RA
APPROVED

Since 2020-04-15
AL RA
APPROVED

Since 2018-10-05

Branch Locations

740 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Birmingham	AL	03/2017	07/2018
Homemaker	Hoover	AL	01/2002	03/2017
Morgan Stanley Private Bank, N.A.	New York	NY	09/2018	Present
Morgan Stanley Smith Barney Llc	Birmingham	AL	07/2018	Present

03/2017 → 07/2018

Morgan Stanley Smith Barney Llc

Birmingham, AL
01/2002 → 03/2017

Homemaker

Hoover, AL
09/2018 → Present

Morgan Stanley Private Bank, N.A.

New York, NY
07/2018 → Present

Morgan Stanley Smith Barney Llc

Birmingham, AL

Other Businesses

1. rental of condo; Investment related; Homewood, AL; rental property Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); May 2014; During business hours: 0; After business hours: 0; owner of property

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-05

S66 Uniform Combined State Law Examination

2018-10-05

Other Names

Bethy Heath
Bethy O'COnnor
Katherine Elizabeth O'COnnor
Katherine Heath

View on SEC IAPD