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James Thomas Pinson

Cetera Investment Advisers LLC

Murfreesboro, TN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-13
TN RA APPROVED 2017-04-27
  • TX RA
    APPROVED_RES
    Since 2023-03-13
  • TN RA
    APPROVED
    Since 2017-04-27

Branch Locations

100 E Vine St Ste 200, Murfreesboro, TN 37130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Murfreesboro TN 01/2014 Present
Cetera Investment Services Llc St. Cloud MN 03/2017 Present
Cetera Investment Advisers Llc Murfreesboro TN 04/2017 Present
  • 01/2014 → Present
    Regions Bank
    Murfreesboro, TN
  • 03/2017 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 04/2017 → Present
    Cetera Investment Advisers Llc
    Murfreesboro, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-26
  • S66 Uniform Combined State Law Examination
    2017-04-26

View on SEC IAPD

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JOHN BENJAMIN PHILLIPS
CRAIG HARRISON MILLER
Brennan Charles McGaughy
Corey Andrew Garner

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Murfreesboro, TN
EDWARD JONES · MURFREESBORO, TN
HULL WEALTH MANAGEMENT · MURFREESBORO, TN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · MURFREESBORO, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Murfreesboro, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Murfreesboro, TN
TRUIST ADVISORY SERVICES, INC. · MURFREESBORO, TN
AMERIPRISE FINANCIAL SERVICES, LLC · MURFREESBORO, TN

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