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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-14
TX RA APPROVED 2025-01-14
  • CA RA
    APPROVED
    Since 2025-01-14
  • TX RA
    APPROVED
    Since 2025-01-14

Branch Locations

275 E Rivulon Blvd, Gilbert, AZ 85297 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Casa Grande AZ 11/2022 Present
State Farm Phoenix AZ 08/2013 01/2017
Bank Of America Third Party Tempt Agency Pheonix AZ 03/2017 05/2017
Unemployed Phoenix AZ 01/2017 03/2017
Hensley Chandler AZ 07/2017 09/2017
La Fitness Chandler AZ 10/2017 11/2017
Hartford Insurance Scottsdale AZ 11/2017 06/2021
Mr Cooper Chandler AZ 06/2021 09/2022
Unemployed Phoenix AZ 09/2022 11/2022
Bank Of America, N.A. Casa Grande AZ 06/2024 Present
  • 11/2022 → Present
    Casa Grande, AZ
  • 08/2013 → 01/2017
    State Farm
    Phoenix, AZ
  • 03/2017 → 05/2017
    Bank Of America Third Party Tempt Agency
    Pheonix, AZ
  • 01/2017 → 03/2017
    Unemployed
    Phoenix, AZ
  • 07/2017 → 09/2017
    Hensley
    Chandler, AZ
  • 10/2017 → 11/2017
    La Fitness
    Chandler, AZ
  • 11/2017 → 06/2021
    Hartford Insurance
    Scottsdale, AZ
  • 06/2021 → 09/2022
    Mr Cooper
    Chandler, AZ
  • 09/2022 → 11/2022
    Unemployed
    Phoenix, AZ
  • 06/2024 → Present
    Bank Of America, N.A.
    Casa Grande, AZ
Other Businesses

I*2210282, Entity Type: Entity For Profit, Name of OBA: Extravagant commerece, Address: PHEONIX , Arizona, 85014, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 03/01/2025, No Hours: 3 Monthly, No Hours during Trading: 0 Monthly, Duties: Just want to make more income drop shipping basic products on amazon.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-27
  • S66 Uniform Combined State Law Examination
    2024-12-27

View on SEC IAPD

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