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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2022-10-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Omaha | NE | 03/2017 | 06/2024 |
| Intermountain Wood Products | Omaha | NE | 04/2013 | 02/2017 |
| Papillion Tire | Papillion | NE | 01/2009 | Present |
| Charles Schwab & Co., Inc | Omaha | NE | 03/2023 | Present |
Papillion Tire Papillion, NE United States Not investment related Papillion Tire unpaid and only when needed Name: Window Doctor, Role: apprentice window fixer, Type: Other, Start Date: 09/15/2018, Investment Related?: No, Address: various locations in midtown omaha, omaha, NE 68105, Number of Hours/Mo: 4, Duties: Helping with fixing and updated old windows in houses.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-25 |
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