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Regent Wealth Management, Inc. CRD 150197
$75.7M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
9242 S. Sheridan Rd., Suite D, Tulsa, OK 74133 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-06 |
| AR | RA | APPROVED | 2019-07-19 |
| OK | RA | APPROVED | 2009-08-03 |
Branch Locations
9242 S. Sheridan Rd., Suite D, Tulsa, OK 74133 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Legacy Financial Group, Inc. | Tulsa | OK | 04/2005 | Present |
| Regent Wealth Management, Inc. | Tulsa | OK | 06/2009 | Present |
| M Springer & Company, Pc | Tulsa | OK | 07/2004 | Present |
M. SPRINGER & COMPANY, PC NOT INVESTMENT RELATED 5387 S. SHERIDAN; TULSA, OK 74145 CPA FIRM OWNER START DATE - 07/01/2004 70% DEVOTED TO CPA RELATED WORK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-25 |
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