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Mark Leonard Springer

Regent Wealth Management, Inc.

Tulsa, OK

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Current Employers
Regent Wealth Management, Inc.

9242 S. Sheridan Rd., Suite D, Tulsa, OK 74133 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-09-06
AR RA APPROVED 2019-07-19
OK RA APPROVED 2009-08-03
  • TX RA
    APPROVED
    Since 2019-09-06
  • AR RA
    APPROVED
    Since 2019-07-19
  • OK RA
    APPROVED
    Since 2009-08-03

Branch Locations

9242 S. Sheridan Rd., Suite D, Tulsa, OK 74133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Legacy Financial Group, Inc. Tulsa OK 04/2005 Present
Regent Wealth Management, Inc. Tulsa OK 06/2009 Present
M Springer & Company, Pc Tulsa OK 07/2004 Present
Previous Registrations
Other Businesses

M. SPRINGER & COMPANY, PC NOT INVESTMENT RELATED 5387 S. SHERIDAN; TULSA, OK 74145 CPA FIRM OWNER START DATE - 07/01/2004 70% DEVOTED TO CPA RELATED WORK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-25
  • S65 Uniform Investment Adviser Law Examination
    1998-11-25
Other Names
  • Mark L Springer

View on SEC IAPD

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