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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-11
DC RA APPROVED 2020-02-25
WA RA APPROVED 2019-12-18
  • NY RA
    APPROVED
    Since 2025-09-11
  • DC RA
    APPROVED
    Since 2020-02-25
  • WA RA
    APPROVED
    Since 2019-12-18

Branch Locations

400 Linden Oaks, Rochester, NY 14625 • United States

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Washington DC 03/2017 06/2019
Georgetown University Police Department Washington DC 10/2016 03/2017
Pulse Management Washington DC 11/2015 05/2017
Ubs Financial Services Inc. Washington DC 07/2019 Present
  • 03/2017 → 06/2019
    Ubs Financial Services
    Washington, DC
  • 10/2016 → 03/2017
    Georgetown University Police Department
    Washington, DC
  • 11/2015 → 05/2017
    Pulse Management
    Washington, DC
  • 07/2019 → Present
    Washington, DC
Other Businesses

1) NAME OF OTHER BUSINESS:Iconic Restaurant by Chesterfield/ INVESTMENT RELATED?: no / ADDRESS: 102 Lafayette Street, Utica, New York 13502, / NATURE OF THE BUSINESS: Wedding venue/restaurant/bar/DUTIES:I will assist with improving the websites and menus and occasionally craft social media posts./ START DATE: 2/17/2021/ HOURS DEVOTED TO BUSINESS: no

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-18
  • S66 Uniform Combined State Law Examination
    2019-12-18

View on SEC IAPD

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