Otto Ivan Ballesteros

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-12-15

FL RA
APPROVED

Since 2025-12-15

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Miramar, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citibank N.A	Doral	FL	04/2018	06/2022
Citibank Private Bank N.A	Miami	FL	06/2022	03/2025
Ubs Financial Services	Coral Gables	FL	06/2025	Present
Solair Cargo	Doral	FL	06/2017	04/2018
Universitat De Barcelona	Barcelona		07/2016	06/2017

04/2018 → 06/2022

Citibank N.A

Doral, FL
06/2022 → 03/2025

Citibank Private Bank N.A

Miami, FL
06/2025 → Present

Ubs Financial Services

Coral Gables, FL
06/2017 → 04/2018

Solair Cargo

Doral, FL
07/2016 → 06/2017

Universitat De Barcelona

Barcelona

Other Businesses

Family businesses, I participate just as member no active role, my mother is the manager, one business Vanguardia Inc LLC logistics services from United States to Colombia. Located at 5141 nw 79 ave # 9 Doral fl 33166, the Second Company Sigma Investment Grp LLC, Real Estate company no active role. Located at 5141 nw 79 ave # 9 Doral fl 33166.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-12
S63	Uniform Securities Agent State Law Examination	2022-11-05

S66 Uniform Combined State Law Examination

2025-12-12
S63 Uniform Securities Agent State Law Examination

2022-11-05