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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Ridgeland | MS | 02/2017 | Present |
| Forshaw Of St. Louis | Frontenac | MO | 11/2015 | 10/2016 |
| Unemployed | Madison | MS | 11/2016 | 11/2016 |
| Madison Fireplace & Patio | Madison | MS | 12/2016 | 02/2017 |
| The Prudential Insurance Company Of America | Ridgeland | MS | 04/2017 | 06/2017 |
| Unemployed | Madison | MS | 06/2017 | 10/2017 |
| Td Ameritrade | Ft Worth | TX | 10/2017 | 06/2024 |
| Charles Schwab & Co. | Fort Worth | TX | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-27 |
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