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Kent Walker

Charles Schwab & Co., Inc.

Westlake, TX

CRD 6764970

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-06
  • TX RA
    APPROVED
    Since 2022-10-06

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Ridgeland MS 02/2017 Present
Forshaw Of St. Louis Frontenac MO 11/2015 10/2016
Unemployed Madison MS 11/2016 11/2016
Madison Fireplace & Patio Madison MS 12/2016 02/2017
The Prudential Insurance Company Of America Ridgeland MS 04/2017 06/2017
Unemployed Madison MS 06/2017 10/2017
Td Ameritrade Ft Worth TX 10/2017 06/2024
Charles Schwab & Co. Fort Worth TX 10/2022 Present
  • 02/2017 → Present
    Pruco Securities Llc
    Ridgeland, MS
  • 11/2015 → 10/2016
    Forshaw Of St. Louis
    Frontenac, MO
  • 11/2016 → 11/2016
    Unemployed
    Madison, MS
  • 12/2016 → 02/2017
    Madison Fireplace & Patio
    Madison, MS
  • 04/2017 → 06/2017
    The Prudential Insurance Company Of America
    Ridgeland, MS
  • 06/2017 → 10/2017
    Unemployed
    Madison, MS
  • 10/2017 → 06/2024
    Td Ameritrade
    Ft Worth, TX
  • 10/2022 → Present
    Charles Schwab & Co.
    Fort Worth, TX
Previous Registrations
  • 2018-07-27 → 2022-10-14
    Td Ameritrade, Inc.
    Westlake, TX
    Westlake, TX
  • 2018-07-27 → 2019-07-23
    Td Ameritrade Investment Management, Llc
    Southlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-26
S63 Uniform Securities Agent State Law Examination 2017-02-27
  • S66 Uniform Combined State Law Examination
    2018-07-26
  • S63 Uniform Securities Agent State Law Examination
    2017-02-27
Other Names
  • Kent Walker
  • Kent Walker

View on SEC IAPD

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