Kenneth Pickett

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2021 → 08/2021
  Hapgoods
  Mountain Lakes, NJ
• 03/2020 → 06/2021
  Etrade
  Morristown, NJ
• 09/2017 → 03/2020
  Axa Equitable
  Edison, NJ
• 09/2012 → 09/2017
  Student
  Fairfield, CT
• 08/2021 → Present
  Thomas Sanczyk
  Morristown, NJ
• 08/2021 → Present
  Northwestern Mutual Investment Services Llc
  Morristown, NJ
• 10/2024 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Previous Registrations

• 2020-05-22 → 2021-06-30
  Harrisdirect Llc
  Morristown, NJ
  Morristown, NJ
  Arlington, VA
• 2019-04-02 → 2020-05-15
  Equitable Advisors, Llc
  Mountain Lakes, NJ
  Edison, NJ
  Edison, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-03-29
• S63 Uniform Securities Agent State Law Examination
  2017-10-04

Other Names

• Ken Pickett
• Kenneth Pickett
• Kenneth R Pickett
• Kenneth Ryan Pickett