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Kenneth Pickett

Northwestern Mutual Investment Services, LLC

Florham Park, NJ

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-09-08
  • NJ RA
    APPROVED
    Since 2021-09-08

Branch Locations

500 Campus Dr Ste 300, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hapgoods Mountain Lakes NJ 06/2021 08/2021
Etrade Morristown NJ 03/2020 06/2021
Axa Equitable Edison NJ 09/2017 03/2020
Student Fairfield CT 09/2012 09/2017
Thomas Sanczyk Morristown NJ 08/2021 Present
Northwestern Mutual Investment Services Llc Morristown NJ 08/2021 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2024 Present
  • 06/2021 → 08/2021
    Hapgoods
    Mountain Lakes, NJ
  • 03/2020 → 06/2021
    Etrade
    Morristown, NJ
  • 09/2017 → 03/2020
    Axa Equitable
    Edison, NJ
  • 09/2012 → 09/2017
    Student
    Fairfield, CT
  • 08/2021 → Present
    Thomas Sanczyk
    Morristown, NJ
  • 08/2021 → Present
    Northwestern Mutual Investment Services Llc
    Morristown, NJ
  • 10/2024 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2020-05-22 → 2021-06-30
    Harrisdirect Llc
    Morristown, NJ
    Morristown, NJ
    Arlington, VA
  • 2019-04-02 → 2020-05-15
    Equitable Advisors, Llc
    Mountain Lakes, NJ
    Edison, NJ
    Edison, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-29
S63 Uniform Securities Agent State Law Examination 2017-10-04
  • S65 Uniform Investment Adviser Law Examination
    2019-03-29
  • S63 Uniform Securities Agent State Law Examination
    2017-10-04
Other Names
  • Ken Pickett
  • Kenneth Pickett
  • Kenneth R Pickett
  • Kenneth Ryan Pickett

View on SEC IAPD

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Nicholas Henry Hoy

Other Offices

WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
WELLS FARGO CLEARING SERVICES, LLC · FLORHAM PARK, NJ

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