Chad Duane Anderson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 11/2017
  Investment Centers Of America, Inc.
  Chandler, AZ
• 07/2012 → 03/2021
  Anderson Financial Group, Llc
  Chandler, AZ
• 11/2017 → 02/2021
  Lpl Financial Llc
  Chandler, AZ
• 03/2021 → Present
  Cetera Advisors Llc
  St. Cloud, MN
• 03/2021 → Present
  Anderson Wealth, Llc
  Mesa, AZ
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-11-29 → 2021-03-23
  Lpl Financial Llc
  Sun City, AZ
  Casa Grande, AZ
  Chandler, AZ
  Scottsdale, AZ
• 2012-08-13 → 2017-11-29
  Investment Centers Of America, Inc.
  Chandler, AZ
  Bismarck, ND
  Gilbert, AZ
  Scottsdale, AZ
  Casa Grande, AZ
  Sun City, AZ
• 2009-06-22 → 2011-05-10
  Next Financial Group, Inc.
  Houston, TX
  San Tan Valley, AZ
• 2005-11-14 → 2009-06-16
  Edward Jones
  Queen Creek, AZ
  Spearfish, SD
• 2004-04-28 → 2005-11-01
  Cetera Investment Services Llc
  Coolidge, AZ
• 1999-07-07 → 2004-03-29
  Cetera Investment Services Llc
  Walhalla, ND

Other Businesses

(1) ANDERSON WEALTH, LLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 03/2021, OWNER, APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES (2) NAME OF OTHER BUSINESS: INSOURCE INC ; INVESTMENT RELATED: NO ADDRESS: 8275 ALLISON POINT TRAIL, INDIANAPOLIS, IN 46250 ; NATURE OF BUSINESS: LIFE INSURANCE ; START DATE: 06/2021 POSITION/TITLE/RELATIONSHIP: AGENT ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: PROVIDE LIFE INSURANCE OPTIONS FOR CLIENTS ; (3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 06/2021 ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE INSURANCE ;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-30
• S63 Uniform Securities Agent State Law Examination
  1999-04-22

Other Names

• Chad Anderson