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Sean Michael Barker

Eagle Strategies LLC

Norfolk,, VA

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-06-02
  • VA RA
    APPROVED
    Since 2022-06-02

Branch Locations

999 Waterside Drive Suite 1500, Norfolk,, VA 23510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beall's Incorporated Bradenton FL 09/2016 04/2017
Lexington Hospital For Cats Lexington KY 08/2008 08/2017
New York Life Insurance Co Louisville KY 03/2017 Present
Nylife Securities Llc Louisville KY 04/2017 Present
  • 09/2016 → 04/2017
    Beall's Incorporated
    Bradenton, FL
  • 08/2008 → 08/2017
    Lexington Hospital For Cats
    Lexington, KY
  • 03/2017 → Present
    New York Life Insurance Co
    Louisville, KY
  • 04/2017 → Present
    Nylife Securities Llc
    Louisville, KY
Other Businesses

]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-19
S63 Uniform Securities Agent State Law Examination 2017-08-29
  • S66 Uniform Combined State Law Examination
    2018-07-19
  • S63 Uniform Securities Agent State Law Examination
    2017-08-29
Designations
Other Names
  • Sean Barker

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EQUITABLE ADVISORS, LLC
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LESLIE ELLERSON DOYLE
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VICTORIA B NAUGHTON
Alexandra Hale
Eugene O Kelly
PHILIP EDWARD CAMPBELL

Other Offices

HARBOR GROUP INTERNATIONAL, LLC · NORFOLK, VA
SANDPIPER CAPITAL, LLC · NORFOLK, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NORFOLK, VA
WELLS FARGO CLEARING SERVICES, LLC · NORFOLK, VA
WELLS FARGO CLEARING SERVICES, LLC · NORFOLK, VA
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · Norfolk, VA
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · NORFOLK, VA
EAGLE STRATEGIES LLC · NORFOLK, VA

More in Norfolk,, VA

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