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Alexandra Hale

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Norfolk, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-12
VA RA APPROVED 2024-10-14
  • TX RA
    APPROVED
    Since 2024-11-12
  • VA RA
    APPROVED
    Since 2024-10-14

Branch Locations

999 Waterside Dr, Norfolk, VA 23510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sport Clips Newark DE 06/2015 04/2017
Prudential Annuities Dresher PA 04/2017 05/2022
Gwfs Equities, Inc Greenwood Village CO 05/2022 03/2023
Fidelity Brokerage Services Llc Virginia Beach VA 04/2023 08/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Norfolk VA 09/2024 Present
Empower Greenwood Village CO 07/2022 03/2023
Bank Of America, N.A. Norfolk VA 10/2024 Present
  • 06/2015 → 04/2017
    Sport Clips
    Newark, DE
  • 04/2017 → 05/2022
    Prudential Annuities
    Dresher, PA
  • 05/2022 → 03/2023
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 04/2023 → 08/2024
    Fidelity Brokerage Services Llc
    Virginia Beach, VA
  • 09/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Norfolk, VA
  • 07/2022 → 03/2023
    Empower
    Greenwood Village, CO
  • 10/2024 → Present
    Bank Of America, N.A.
    Norfolk, VA
Previous Registrations
  • 2023-07-21 → 2024-08-05
    Fidelity Personal And Workplace Advisors
    Virginia Beach, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-29
S63 Uniform Securities Agent State Law Examination 2022-07-30
  • S65 Uniform Investment Adviser Law Examination
    2023-06-29
  • S63 Uniform Securities Agent State Law Examination
    2022-07-30
Other Names
  • Alexandra Joi Hale
  • Alexandra Hale

View on SEC IAPD

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Other Investors

HEINZ GARNER KOCH
JEFFREY SAMUEL MILLER
RALPH MARK COURAGE
WEYMAN GONG
CARTER BRANHAM SNOW FURR
SEAN STEPHEN MEEHAN
ROSE MILLER BENNETCH
B. WISTAR MORRIS

Other Offices

COURAGE MILLER PARTNERS, LLC · NORFOLK, VA
BROWN ADVISORY · NORFOLK, VA
COURAGE KORVING MILLER PARTNERS, LLC · NORFOLK, VA
BROWN ADVISORY · NORFOLK, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Norfolk, VA
DAVENPORT & COMPANY LLC · NORFOLK, VA
FIRST COMMAND ADVISORY SERVICES · Norfolk, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Norfolk, VA

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