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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-10 |
Branch Locations
3965 Dallas Parkway Frisco Regional, Frisco, TX 75034 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Westlake | TX | 02/2016 | 02/2017 |
| Fidelity Brokerage Services Llc | Westlake | TX | 02/2017 | 03/2018 |
| Td Ameritrade, Inc. | Southlake | TX | 04/2018 | 12/2020 |
| Charles Schwab & Co., Inc. | Westlake | TX | 11/2020 | 01/2022 |
| Fidelity Brokerage Services Llc | Westlake | TX | 01/2022 | 11/2025 |
| Tiaa-Cref Individual & Institutional Services, Llc | Frisco | TX | 11/2025 | Present |
| Tiaa | Frisco | TX | 11/2025 | Present |
| Td Ameritrade Clearing, Inc. | Southlake | TX | 03/2020 | 12/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-12 |
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