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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-24 |
| MS | RA | APPROVED | 2026-08-21 |
Branch Locations
315 Ridge Way, Flowood, MS 39232 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 04/2017 | 01/2018 |
| Sprint Business | Louisville | KY | 03/2016 | 04/2017 |
| Ameriprise Financial Services Inc | Cordova | TN | 04/2018 | 03/2022 |
| Lpl/Community Wealth Managment | Southhaven | MS | 03/2022 | 09/2024 |
| Edward Jones | St Louis | MO | 09/2024 | 08/2026 |
| Unemployed | Shelbyville | KY | 01/2018 | 04/2018 |
| J.P. Morgan Securities Llc | Flowood | MS | 08/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Flowood | MS | 08/2026 | Present |
If Yes, please provide the following details: the name of the other business; Revolution Tv Ministries whether the business is investment-related; no the address of the other business; There is no corporate address the nature of the other business; Interview christian media personalities your position; board member title, or relationship with the other business; board member the start date of your relationship; 01/2016 the approximate number of hours/month you devote to the other business;0 the number of hours you devote to the other business during securities trading hours;0 and briefly describe your duties relating to the other business; I sit on board in case they need a vote on anything.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-12 |
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