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Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-09-26
  • SC RA
    APPROVED
    Since 2022-09-26

Branch Locations

115 Central Island Street Suite 190, Daniel Island, SC 29492-7320 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W&S Brokerage Services Cincinnati OH 03/2017 Present
Western & Southern Life Huntington WV 03/2016 Present
  • 03/2017 → Present
    W&S Brokerage Services
    Cincinnati, OH
  • 03/2016 → Present
    Western & Southern Life
    Huntington, WV
Other Businesses

WESTERN & SOUTHERN LIFE-NO; HUNTINGTON, WV; FULL TIME SALES REPRESENTATIVE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-24
S63 Uniform Securities Agent State Law Examination 2017-06-20
  • S65 Uniform Investment Adviser Law Examination
    2022-09-24
  • S63 Uniform Securities Agent State Law Examination
    2017-06-20

View on SEC IAPD

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