Azhoun Al-sada

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-01-13
CT	RA	APPROVED	2020-11-02

TX RA
APPROVED

Since 2021-01-13
CT RA
APPROVED

Since 2020-11-02

Branch Locations

24200 Kuykendahl Rd, Tomball, TX 77375 • United States

13250 Grant Rd, Cypress, TX 77429 • United States

16807 Stuebner Airline Rd, Spring, TX 77379 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Santander Bank, Na	Boston	MA	02/2017	Present
Santander Securities, Llc	Dorchester	MA	03/2017	Present
Bank Of America	Peabody	MA	08/2015	02/2017
Merrill Lynch, Pierce, Fenner & Smith	Revere	MA	09/2019	Present
Bank Of America, N.A.	Revere	MA	09/2019	Present

02/2017 → Present

Santander Bank, Na

Boston, MA
03/2017 → Present

Santander Securities, Llc

Dorchester, MA
08/2015 → 02/2017

Bank Of America

Peabody, MA
09/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith

Revere, MA
09/2019 → Present

Bank Of America, N.A.

Revere, MA

Other Businesses

I*: 2198380 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Magnolia, TX 77354 Investment Related: No Position, Title, Association: Sole Owner Employee Start Date: 02/14/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Sole Owner of rental property

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-10-31
S63	Uniform Securities Agent State Law Examination	2017-04-21

S66 Uniform Combined State Law Examination

2020-10-31
S63 Uniform Securities Agent State Law Examination

2017-04-21

Other Names

Azhoun Alsada
Azhoun Al-Sada
Azhoun Nabil Al-Sada

View on SEC IAPD