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Samuel Kenneth Aquino

Rbc Private Counsel (Usa) Inc.

Grimsby, Ontario

CRD 6763413

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Employer firm

Rbc Private Counsel (Usa) Inc. CRD 109648

$7.89B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Private Counsel (Usa) Inc.

155 Wellington Street West, 17Th Floor Rbc Centre, Toronto, On M5V 3K7 • Canada

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-04-13
  • TX RA
    APPROVED_RES
    Since 2017-04-13

Branch Locations

41 Main St W, Grimsby, Ontario L3M 1R3 • Canada

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Private Counsel (Usa) Inc. Grimsby, Ontario 07/2016 Present
Rbc Dominion Securities Inc. Grimsby, Ontario 12/2011 Present
Other Names
  • Ken Aquino

View on SEC IAPD

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