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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-01-05
TX RA APPROVED 2024-05-07
  • TN RA
    APPROVED
    Since 2026-01-05
  • TX RA
    APPROVED
    Since 2024-05-07

Branch Locations

300 Northcreek Blvd, Goodlettsville, TN 37072 • United States

300 Northcreek Blvd, Goodlettsville, TN 37072 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2017 05/2024
Not Employed Murfreesboro TN 02/2017 03/2017
Demos' Restaurants Murfreesboro TN 01/2017 02/2017
Cbrl Or Cracker Barrel Old Country Store Lebanon TN 07/2007 11/2016
Not Employed Hendersonville TN 11/2016 01/2017
Simmons Bank Goodlettsville TN 05/2024 Present
Lpl Financial Goodlettsville TN 05/2024 Present
  • 03/2017 → 05/2024
    St Louis, MO
  • 02/2017 → 03/2017
    Not Employed
    Murfreesboro, TN
  • 01/2017 → 02/2017
    Demos' Restaurants
    Murfreesboro, TN
  • 07/2007 → 11/2016
    Cbrl Or Cracker Barrel Old Country Store
    Lebanon, TN
  • 11/2016 → 01/2017
    Not Employed
    Hendersonville, TN
  • 05/2024 → Present
    Simmons Bank
    Goodlettsville, TN
  • 05/2024 → Present
    Lpl Financial
    Goodlettsville, TN
Previous Registrations
  • 2017-08-31 → 2024-05-07
    Hendersonville, TN
    St Louis, MO
    Hendersonville, TN
    Hendersonville, TN
    Goodlettsville, TN
Other Businesses

1) 06/16/2025 - Simmons Investment Services - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:05/07/2024 - 160 Hrs/Mth - 160 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-30
  • S66 Uniform Combined State Law Examination
    2017-07-30
Other Names
  • Brian A Smith
  • Brian Smith

View on SEC IAPD

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