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Felix Francisco Rivera

Morgan Stanley

Hauppauge, NY

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED 2020-05-21
CT RA APPROVED 2018-12-19
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED
    Since 2020-05-21
  • CT RA
    APPROVED
    Since 2018-12-19

Branch Locations

888 Veterans Memorial Highway Suite 300, Hauppauge, NY 11788 • United States

1585 Broadway 21St Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Hauppauge NY 08/2018 Present
Ciro's Italian Restaurant Kings Park NY 05/2010 07/2018
Laidlaw And Company New York NY 02/2017 06/2018
Integral Wealth Srategies New York NY 09/2016 01/2017
Baruch College New York NY 09/2015 08/2018
Morgan Stanley Private Bank, N.A. New York NY 10/2018 Present
  • 08/2018 → Present
    Morgan Stanley
    Hauppauge, NY
  • 05/2010 → 07/2018
    Ciro's Italian Restaurant
    Kings Park, NY
  • 02/2017 → 06/2018
    Laidlaw And Company
    New York, NY
  • 09/2016 → 01/2017
    Integral Wealth Srategies
    New York, NY
  • 09/2015 → 08/2018
    Baruch College
    New York, NY
  • 10/2018 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-19
  • S66 Uniform Combined State Law Examination
    2018-12-19

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
J.P. MORGAN SECURITIES LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

RICHARD S HYAMS
ALEXANDER VICTOR ZOURIDES
LANNY JOEL WEISMAN
CHRISTOPHER J VARGAS
DAVID JOHN JENSEN
DYLAN JOSEPH GUERRERA
PATRICK DE TOLLA
RONALD LEE HOUSLEY

Other Offices

EQUITY SERVICES, INC. · HAUPPAUGE, NY
MADISON GLOBAL ADVISORS LLC · HAUPPAUGE, NY
UNITED FINANCIAL PLANNING GROUP LLC · HAUPPAUGE, NY
COMMONWEALTH FINANCIAL NETWORK · Hauppauge, NY
LPL FINANCIAL LLC · HAUPPAUGE, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Hauppauge, NY
J.P. MORGAN SECURITIES LLC · HAUPPAUGE, NY
CETERA INVESTMENT ADVISERS LLC · Hauppauge, NY

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