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280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-26 |
| VA | RA | APPROVED | 2017-07-13 |
Branch Locations
119 Church St Ne #100, Blacksburg, VA 24060-3922 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Virginia Polytechnic Inst. And State University | Blacksburg | VA | 01/2010 | 11/2017 |
| Verity Asset Management | Blacksburg | VA | 03/2017 | Present |
| Verity Investments, Inc. | Blacksburg | VA | 01/2018 | 11/2025 |
| Verity Financial | Durham | NC | 09/2017 | Present |
| The Leaders Group Dba Simplicity Investments | Summit | NJ | 11/2025 | Present |
1.) ACCENT REPAIR & MODEL - 1/1/24 - 610 N Main Street, #111, Blacksburg, VA 24060 - Owner/Recordkeeping, Administrative, Not Invt Rel, Home care business, 40 hrs/mo; 20 hrs/mo (during trading hours). 2.) JOHN C RTUDD CPA PLLC - 11/1/2023 - 2030 Sycamore Trail, Blacksburg, VA 24060 - Owner/Operator, Tax preparation & advising, Not Invt Rel, Tax service business, 30 hrs/mo; 10 hrs/mo (during trading hours). 3.) VERITY ASSET MGMT - 3/1/2017 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - IAR, Investment Advisory Services, Invt Rel, RA business, 160 hrs/mo; 160 hrs/mo (during trading hours). 4.) VERITY FINANCIAL - 3/1/2017 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - Agent, Sales of insurance & annuity products, Not Invt Rel, Insurance business, 40 hrs/mo; 40 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-01-16 |
| S65 | Uniform Investment Adviser Law Examination | 2017-07-13 |
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