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Current Employers
Verity Asset Management

280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-26
VA RA APPROVED 2017-07-13
  • TX RA
    APPROVED_RES
    Since 2022-04-26
  • VA RA
    APPROVED
    Since 2017-07-13

Branch Locations

119 Church St Ne #100, Blacksburg, VA 24060-3922 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Virginia Polytechnic Inst. And State University Blacksburg VA 01/2010 11/2017
Verity Asset Management Blacksburg VA 03/2017 Present
Verity Investments, Inc. Blacksburg VA 01/2018 11/2025
Verity Financial Durham NC 09/2017 Present
The Leaders Group Dba Simplicity Investments Summit NJ 11/2025 Present
  • 01/2010 → 11/2017
    Virginia Polytechnic Inst. And State University
    Blacksburg, VA
  • 03/2017 → Present
    Blacksburg, VA
  • 01/2018 → 11/2025
    Verity Investments, Inc.
    Blacksburg, VA
  • 09/2017 → Present
    Verity Financial
    Durham, NC
  • 11/2025 → Present
    The Leaders Group Dba Simplicity Investments
    Summit, NJ
Other Businesses

1.) ACCENT REPAIR & MODEL - 1/1/24 - 610 N Main Street, #111, Blacksburg, VA 24060 - Owner/Recordkeeping, Administrative, Not Invt Rel, Home care business, 40 hrs/mo; 20 hrs/mo (during trading hours). 2.) JOHN C RTUDD CPA PLLC - 11/1/2023 - 2030 Sycamore Trail, Blacksburg, VA 24060 - Owner/Operator, Tax preparation & advising, Not Invt Rel, Tax service business, 30 hrs/mo; 10 hrs/mo (during trading hours). 3.) VERITY ASSET MGMT - 3/1/2017 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - IAR, Investment Advisory Services, Invt Rel, RA business, 160 hrs/mo; 160 hrs/mo (during trading hours). 4.) VERITY FINANCIAL - 3/1/2017 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - Agent, Sales of insurance & annuity products, Not Invt Rel, Insurance business, 40 hrs/mo; 40 hrs/mo (during trading hours).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-01-16
S65 Uniform Investment Adviser Law Examination 2017-07-13
  • S63 Uniform Securities Agent State Law Examination
    2018-01-16
  • S65 Uniform Investment Adviser Law Examination
    2017-07-13
Other Names
  • John Clinton Rudd

View on SEC IAPD

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