Frank Valvano

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-07-22
PA	RA	APPROVED	2023-10-05

TX RA
APPROVED_RES

Since 2025-07-22
PA RA
APPROVED

Since 2023-10-05

Branch Locations

Annville, PA • United States

2040 Linglestown Rd, Suite 300, Harrisburg, PA 17110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	03/2017	08/2023
Pride Mobility Products	Exeter	PA	06/2014	11/2016
Self-Employed	Dallas	PA	06/2006	01/2017
Lpl Financial Llc	Harrisburg	PA	09/2023	Present

03/2017 → 08/2023

Edward Jones

St Louis, MO
06/2014 → 11/2016

Pride Mobility Products

Exeter, PA
06/2006 → 01/2017

Self-Employed

Dallas, PA
09/2023 → Present

Lpl Financial Llc

Harrisburg, PA

Previous Registrations

2017-07-07 → 2023-09-07

Edward Jones

Dallas, PA

St Louis, MO

Dallas, PA

Dallas, PA

Harrisburg, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-04-28

S66 Uniform Combined State Law Examination

2017-04-28

Other Names

Frank Wesley Valvano
Fank Wesley Valvano

View on SEC IAPD