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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-06-29 |
Branch Locations
41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-29 |
| CO | RA | APPROVED | 2022-12-12 |
Branch Locations
144Th And Lowell 4100 W 144Th Ave, Broomfield, CO 80023 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities, Inc. | Phoenix | AZ | 03/2020 | 08/2021 |
| Bbva Usa | Birmingham | AL | 03/2020 | 08/2021 |
| Bbva Insurance Agency, Inc. | Austin | TX | 03/2020 | 08/2021 |
| Unemployed | Minneapolis | MN | 04/2019 | 03/2020 |
| Bmo Harris Financial Advisors, Inc. | Minneapolis | MN | 02/2017 | 04/2019 |
| Bank Of Montreal | Minneapolis | MN | 02/2016 | 04/2019 |
| Guaranteed Rate | Scottsdale | AZ | 10/2021 | 06/2022 |
| The Huntington Investment Company | Columbus | OH | 08/2022 | Present |
| Ameriprise Financial Services, Llc | Broomfield | OH | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-17 |
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