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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-03 |
Branch Locations
3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States
5823 Kanan Rd, Agoura Hills, CA 91301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Thousand Oaks | CA | 01/2013 | 06/2022 |
| Wells Fargo Clearing Services Llc | Thousand Oaks | CA | 02/2017 | 06/2022 |
| Wells Fargo Bank | Simi Valley | CA | 01/2013 | 06/2022 |
| Citigroup | Agoura Hills | NY | 07/2022 | 03/2024 |
| Wells Fargo Clearing Services, Llc | Agoura Hills | CA | 05/2024 | Present |
| Wells Fargo Bank, Na | Agoura Hills | CA | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-11 |
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