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Soren Sebastian Lewis

Wells Fargo Clearing Services, LLC

Westlake Village, CA

Agoura Hills, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-03
  • CA RA
    APPROVED
    Since 2024-06-03

Branch Locations

3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States

5823 Kanan Rd, Agoura Hills, CA 91301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Thousand Oaks CA 01/2013 06/2022
Wells Fargo Clearing Services Llc Thousand Oaks CA 02/2017 06/2022
Wells Fargo Bank Simi Valley CA 01/2013 06/2022
Citigroup Agoura Hills NY 07/2022 03/2024
Wells Fargo Clearing Services, Llc Agoura Hills CA 05/2024 Present
Wells Fargo Bank, Na Agoura Hills CA 05/2024 Present
  • 01/2013 → 06/2022
    Wells Fargo Bank Na
    Thousand Oaks, CA
  • 02/2017 → 06/2022
    Wells Fargo Clearing Services Llc
    Thousand Oaks, CA
  • 01/2013 → 06/2022
    Wells Fargo Bank
    Simi Valley, CA
  • 07/2022 → 03/2024
    Citigroup
    Agoura Hills, NY
  • 05/2024 → Present
    Wells Fargo Clearing Services, Llc
    Agoura Hills, CA
  • 05/2024 → Present
    Wells Fargo Bank, Na
    Agoura Hills, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-08
S63 Uniform Securities Agent State Law Examination 2017-05-11
  • S66 Uniform Combined State Law Examination
    2021-02-08
  • S63 Uniform Securities Agent State Law Examination
    2017-05-11
Other Names
  • Soren Lewis
  • Soren Sebastian Lewis

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA
RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
LPL FINANCIAL LLC · WESTLAKE VILLAGE, CA
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EDWARD JONES · Westlake Village, CA

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