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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2022-03-14 |
| NH | RA | APPROVED | 2021-06-22 |
| TX | RA | APPROVED | 2021-06-22 |
Branch Locations
33 Lafayette Rd Unit B, North Hampton, NH 03862 • United States
1574 Woodbury Ave, Portsmouth, NH 03801 • United States
20 Portsmouth Ave, Stratham, NH 03885 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Concord | NH | 02/2017 | 06/2021 |
| Royal Administration Services | Hanover | MA | 07/2014 | 02/2017 |
| Bank Of America, N.A. | Concord | NH | 02/2017 | 06/2021 |
| J.P. Morgan Securities Llc | Portsmouth | NH | 06/2021 | Present |
| J.P. Morgan Chase Bank, N.A. | Portsmouth | NH | 06/2021 | Present |
| Flynn Restaurant Group Llc | Concord | NH | 11/2016 | 09/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-20 |
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