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Reginald Dewayne Ford

LPl Financial LLC

Nashville, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-11-09
TN RA APPROVED 2017-06-29
  • TX RA
    APPROVED
    Since 2018-11-09
  • TN RA
    APPROVED
    Since 2017-06-29

Branch Locations

Nashville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Truxton Trust Company Nashville TN 09/2016 08/2018
Lpl Financial, Llc Nashville TN 02/2017 Present
  • 09/2016 → 08/2018
    Truxton Trust Company
    Nashville, TN
  • 02/2017 → Present
    Nashville, TN
Other Businesses

1) 8/23/2018 - Rosecrete Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:07/16/2018 - 160 Hours Per Month/160 Hours During Trading. 2) 8/29/2018 - Rosecrete Financial LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 07/16/2018 - 160 Hours Per Month/160 Hours During Securities Trading. 3) 8/30/2018 - Rosecrete Financial - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 07/16/2018 - 160 Hours Per Month/160 Hours During Securities Trading. 4) 8/31/2018 - Rosecrete - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/16/2018 - 160 Hours Per Month/160 Hours During Securities Trading. 5) 08/13/2019 - No business name - Investment related - At reported business location(s) - Non-Variable Insurance - start date:07/30/2019 - 5 hrs/mo - 5 hrs during trading. 6) 4/9/2021 - No Business Name - Not Investment Related - 1701 17th Ave S, Nashville, TN 37212; 203 Anderson Ln N, Hendersonville, TN 37075; and 807 Main St - Other-Business Owner - Start Date: 4/1/2021 - 8 Hours Per Month/0 Hours During Securities Trading - Yoga Instructor. 7) 03/13/2025 - Ella Wenthom LLC dba RoseCrete Wellness Company - Not Investment Related - At Reported Business Location(s) - Other - Author/Book/Speaking - Start Date:10/01/2020 - 10 Hrs/Mth - 4 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-25
  • S66 Uniform Combined State Law Examination
    2017-06-25
Other Names
  • Reggie Ford

View on SEC IAPD

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