Gwendolyn Slater

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 06/2024
  Securities America Inc
  Daytona Beach Shores, FL
• 06/2014 → 06/2024
  Securities America Advisors
  Daytona Beach Shores, FL
• 08/2017 → 11/2024
  Arbor Point Advisors
  Daytona Beach Shores, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Daytona Beach Shores, FL
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2017-10-30 → 2024-11-08
  Arbor Point Advisors
  Port Orange, FL
  Daytona Beach Shores, FL
• 2014-06-13 → 2021-06-30
  Securities America Advisors, Inc.
  Port Orange, FL
  Daytona Beach Shores, FL
• 2012-08-21 → 2014-06-05
  Dalton Strategic Investment Services Inc.
  Port Orange, FL
  Port Orange, FL
  Knightstown, IN
• 2012-01-27 → 2012-08-06
  Questar Asset Management, Inc.
  Port Orange, FL

Other Businesses

SLATER FINANCIAL SERVICES, INC. POSITION: Officer and sole shareholder NATURE: This was a Certified Public Accounting Firm but it is now a holding company for a Note Receivable for five years since I sold the Accounting and Tax practice. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/1998 ADDRESS: 3743 S ATLANTIC AVE, 3C, DAYTONA BEACH SHORES FL 32118, United States DESCRIPTION: I signed a non-compete agreement for accounting and tax related activities. In the future, this corporation will be a holding company for a Note Receivable.

Exams

• S66 Uniform Combined State Law Examination
  2011-12-28

Other Names

• Gwen Slater