Benjamin Emory

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2017 → 02/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Springfield, MA
• 05/2012 → 12/2022
  Saint Clements Castle
  Portland, CT
• 01/2014 → 12/2016
  University Of Connecticut
  Storrs, CT
• 04/2017 → 02/2019
  Bank Of America, N.A.
  Springfield, MA
• 02/2019 → 09/2021
  Lincoln Financial Advisors
  Glastonbury, CT
• 09/2021 → 12/2022
  Fidelity Investments
  West Hartford, CT
• 12/2022 → 03/2025
  Ameriprise Financial Services, Llc
  Lancaster, PA
• 03/2025 → Present
  Osaic
  Windsor, CT

Previous Registrations

• 2023-01-04 → 2025-03-17
  Ameriprise Financial Services, Llc
  Lancaster, PA
  Canton, CT
  Canton, CT
  Canton, CT
• 2021-09-30 → 2022-11-01
  Fidelity Personal And Workplace Advisors
  West Hartford, CT
• 2019-02-25 → 2021-06-23
  Osaic Fa, Inc.
  Glastonbury, CT
• 2017-05-23 → 2019-02-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Springfield, MA
  Northampton, MA
  Northampton, MA

Other Businesses

1. IRONBRIDGE WEALTH COUNSEL, LLC POSITION: Lead Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/24/2025 ADDRESS: 60 Rainbow Road, Windsor CT 06095, United States DESCRIPTION: As lead advisor, work with firm clients providing service, support, and advice, while using the IronBridge Wealth Counsel marketing name for securities and insurance business.

Exams

• S66 Uniform Combined State Law Examination
  2017-05-22

Other Names

• Benjamin Emory
• Benjamin Warren Emory