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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-06-09 |
| OH | RA | APPROVED | 2026-04-09 |
| DC | RA | APPROVED | 2025-10-23 |
| WI | RA | APPROVED | 2025-09-29 |
| PA | RA | APPROVED | 2025-09-22 |
| VA | RA | APPROVED | 2025-08-13 |
| FL | RA | APPROVED | 2025-03-25 |
| AR | RA | APPROVED | 2025-01-03 |
| AZ | RA | APPROVED | 2024-11-08 |
| MD | RA | APPROVED | 2024-10-30 |
| LA | RA | APPROVED | 2024-10-10 |
| NC | RA | APPROVED | 2024-07-15 |
| TX | RA | APPROVED | 2024-06-21 |
Branch Locations
3328 Ssw Loop 323, Tyler, TX 75701 • United States
15303 North Dallas Parkway Tower Ii Suite 550, Addison, TX 75001 • United States
Flint, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Renlita | Bonham | TX | 05/2016 | 10/2016 |
| Student | Lubbock | TX | 10/2016 | 12/2016 |
| Unemployed | Ravenna | TX | 12/2016 | 03/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2017 | 01/2024 |
| Northwestern Mutual Investment Services Llc | Sulphur Spgs | TX | 08/2017 | 01/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2018 | 01/2024 |
| Guardian Life Insurance Company | Addison | TX | 01/2024 | 02/2024 |
| Park Avenue Securities | Addison | TX | 01/2024 | 02/2024 |
| Guardian Life Insurance Company | Tyler | TX | 02/2024 | Present |
| Park Avenue Securities | Tyler | TX | 02/2024 | Present |
| Guardian Life Insurance Company | Flint | TX | 06/2024 | Present |
| Park Avenue Securities | Flint | TX | 06/2024 | Present |
1) Insurance Broker- Products other than Guardian, Start date: 01/01/2019, Address: 8144 Walnut Hill Ln Fl 16, Dallas, Texas 75231-4388, 0 hours total hours per month, Investment related, More than 10% Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2017-12-06 |
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