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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-01-11
TX RA APPROVED_RES 2021-02-16
  • MD RA
    APPROVED
    Since 2023-01-11
  • TX RA
    APPROVED_RES
    Since 2021-02-16

Branch Locations

1 Park Pl, Annapolis, MD 21401 • United States

1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States

2024 Corporate Centre Dr, Myrtle Beach, SC 29577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Target Annapolis MD 10/2016 01/2018
Fresh Coat Of Laurel Laurel MD 04/2015 09/2016
First Command Financial Planning, Inc. Fort Worth TX 03/2017 01/2018
First Command Advisory Services, Inc Fort Worth TX 01/2018 07/2018
First Command Insurance Services, Inc Fort Worth TX 01/2018 07/2018
Axa Advisors, Llc New York NY 09/2018 11/2019
Mml Investors Services Elkridge MD 02/2020 12/2020
Mass Mutual Life Insurance Company Elkridge MD 12/2019 12/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 01/2021 Present
Bank Of America, Na Hunt Valley MD 01/2021 Present
  • 10/2016 → 01/2018
    Target
    Annapolis, MD
  • 04/2015 → 09/2016
    Fresh Coat Of Laurel
    Laurel, MD
  • 03/2017 → 01/2018
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 01/2018 → 07/2018
    First Command Advisory Services, Inc
    Fort Worth, TX
  • 01/2018 → 07/2018
    First Command Insurance Services, Inc
    Fort Worth, TX
  • 09/2018 → 11/2019
    Axa Advisors, Llc
    New York, NY
  • 02/2020 → 12/2020
    Mml Investors Services
    Elkridge, MD
  • 12/2019 → 12/2020
    Mass Mutual Life Insurance Company
    Elkridge, MD
  • 01/2021 → Present
    Hunt Valley, MD
  • 01/2021 → Present
    Bank Of America, Na
    Hunt Valley, MD
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-12
  • S66 Uniform Combined State Law Examination
    2018-01-12
Other Names
  • Richard Austin Lehmann
  • Richard Lehmann
  • Rick Lehmann

View on SEC IAPD

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