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Alexander Michael Venuti

Vanguard Advisers, Inc.

Charlotte, NC

CRD 6761681

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-02-11
TX RA APPROVED 2026-02-11
  • NC RA
    APPROVED
    Since 2026-02-11
  • TX RA
    APPROVED
    Since 2026-02-11

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Charlotte NC 05/2017 01/2026
Yum Brands, Taco Bell Harrisburg NC 04/2014 11/2016
The Vanguard Group, Inc. Charlotte NC 01/2026 Present
Vanguard Marketing Corporation Charlotte NC 01/2026 Present
Vanguard Advisers, Inc. Charlotte NC 01/2026 Present
University Of North Carolina At Charlotte Charlotte NC 08/2020 05/2023
Associate Staffing Charlotte NC 02/2017 05/2017
Self-Employed Mooresville NC 06/2022 Present
  • 05/2017 → 01/2026
    Charlotte, NC
  • 04/2014 → 11/2016
    Yum Brands, Taco Bell
    Harrisburg, NC
  • 01/2026 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 01/2026 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 01/2026 → Present
    Charlotte, NC
  • 08/2020 → 05/2023
    University Of North Carolina At Charlotte
    Charlotte, NC
  • 02/2017 → 05/2017
    Associate Staffing
    Charlotte, NC
  • 06/2022 → Present
    Self-Employed
    Mooresville, NC
Previous Registrations
Other Businesses

NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: MOORESVILLE, NC NATURE OF BUSINESS: NC VARIABLE LIFE & VARIABLE ANNUITY PRODUCTS LICENSE POSITION: N/A START DATE: 03/2020 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: MOORESVILLE, NC NATURE OF BUSINESS: NC ACCIDENT & HEALTH OR SICKNESS INSURANCE LICENSE POSITION: N/A START DATE: 01/2020 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: MOORESVILLE, NC NATURE OF BUSINESS: NC LIFE INSURANCE LICENSE POSITION: N/A START DATE: 01/2020 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT RELATED ADDRESS: MOORESVILLE, NC NATURE OF BUSINESS: NOTARY POSITION: NOTARY PUBLIC START DATE: 06/2022 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: NOTARY PUBLIC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-31
S63 Uniform Securities Agent State Law Examination 2017-04-12
  • S66 Uniform Combined State Law Examination
    2018-08-31
  • S63 Uniform Securities Agent State Law Examination
    2017-04-12
Other Names
  • Alexander M Venuti
  • Alexander Venuti

View on SEC IAPD

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