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Steele, ND • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Advisors Of North Dakota, Inc. | Mandan | ND | 03/2017 | 11/2022 |
| Minnesota Life Insurance Co. | St. Paul | MN | 03/2017 | 11/2022 |
| Securian Financial Services, Inc. | St. Paul | MS | 03/2017 | 11/2022 |
| Country West Real Estate | Bismarck | ND | 10/2015 | 03/2017 |
| Kidder County Ambulance Service | Steele | ND | 01/2010 | 05/2020 |
| Fruition Developments, Llc | Steele | ND | 03/2014 | 06/2021 |
| Foundation For Rural Resources Management And Sustainability | Tuttle | ND | 11/2018 | 01/2024 |
| Flyway Financial Llc | Steele | ND | 01/2023 | Present |
| Triple Rock Haven, Llc | Steele | ND | 01/2023 | Present |
1) Name: Triple Rock Haven, LLC Investment related: No Address: 3250 29th Ave SE Steele, ND 58482 Nature: Farm Position: Farmer Relationship: Owner Start date: 01/2023 Approximate number of hours/month: 40 hours/month Approximate number of hours/month during securities trading hours: 0 hours/month during securities trading hours Duties: Establishing and preparing to launch a regenerative agriculture based farm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-04 |
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