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85 Railroad Place Suite 101A, Saratoga Springs, NY 12866 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-01-07 |
Branch Locations
85 Railroad Place Suite 101A, Saratoga Springs, NY 12866 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co | Latham | NY | 02/2017 | 12/2019 |
| Nylife Securities Llc | Latham | NY | 03/2018 | 12/2019 |
| Green Tech High School | Albany | NY | 02/2016 | 03/2017 |
| Pruco Securities Llc | Latham | NY | 12/2019 | 10/2020 |
| Prudential Insurance Company Of America | Latham | NY | 12/2019 | 10/2020 |
| National Life Group | Latham | NY | 10/2020 | 07/2025 |
| Equity Services Inc | Montpelier | VT | 01/2021 | 07/2025 |
| Etico | Saratoga Springs | NY | 07/2025 | Present |
*THOROUGHBRED ADVISORS,421 TROY SCHENECTADY RD,LATHAM,NY 12110,10/07/2020,INV REL,INSURANCE,AGENT,ONGOING,DURING TRD/HRS,100% *DESTRY SCRIBNER INSURANCE,4151 STATE ROUTE 20, SUTIE 10, CASTLETON, NY 12033,10/08/2021,ONGOING,INV REL,AGENT,HOME AND AUTO INSURANCE,DURING TRD/HRS,5% *ROYALE TRANSPORTATION, CAPITAL REGION, NY, 08/19/2023,ONGOING, NOT INV REL,DRIVE PASSENGERS TO THE AIRPORT. NOT DURING TRD/HRS,CHAUFFEUR,0%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-04 |
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