Andrew Roger Gustafson

Current Employers

Employment History

• 02/2017 → 03/2024
  Ubs Financial Services Inc.
  Leawood, KS
• 09/2016 → 01/2017
  Unemployed Homemaker/Stay-At-Home Dad
  Prairie Village, KS
• 04/2024 → Present
  Rbc Capital Markets, Llc
  Leakwood, KS

Previous Registrations

• 2017-04-20 → 2024-04-10
  Ubs Financial Services Inc.
  Leawood, KS
  Kansas City, MO

Other Businesses

(1) NAME OF OTHER BUSINESS: Mercury Club Welfare Fund / INVESTMENT RELATED?: N / ADDRESS: 3801 W 57th Ter., Mission, Kansas / NATURE OF THE BUSINESS: Charitable organization / POSITION: Member of Board of directors / DUTIES: designate charitable gifts from the welfare fund, a 501(c)(3) to charitable organizations that are 501(c)(3)s. / START DATE:1/1/20 / HOURS DEVOTED TO BUSINESS:NA (2) NAME OF OTHER BUSINESS: THE PEMBROKE HILL SCHOOL / INVESTMENT RELATED?: N / ADDRESS:5121 STATELE LINE RD., KANSAS CITY, MO 64112 / NATURE OF THE BUSINESS: YOUTH LACROSSE COACH / POSITION: COACH / DUTIES: COACHING 5TH/6TH AND 7TH/8TH GRADE BOYS LACROSSE / START DATE: 3/01/2015 / HOURS DEVOTED TO BUSINESS: 4 HRS/WEEK. (3) NAME OF ENTITY: Lacrosse Association of Kansas City ADDRESS: 12016 Cherokee Ln. Leawood KS 66209 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Nov 10, 2025 CAPACITY: Board of Directors DUTIES: Vice president of the association. Promotes youth and high school lacrosse initiatives throughout Kansas City metro. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S66 Uniform Combined State Law Examination
  2017-04-20