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Alexander Bauer

Strategic Advisers LLC

Denver, CO

Denver, CO

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CO RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Denver, CO • United States

101 University Blvd Suite 100, 220 And 300, Denver, CO 80206-4631 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Greenwood Village CO 02/2017 Present
Unemployed Denver CO 10/2016 02/2017
Ann's Gardenscapes Denver CO 02/2016 10/2016
Fidelity Investments Boston MA 03/2025 Present
  • 02/2017 → Present
    Fidelity Brokerage Services, Llc
    Greenwood Village, CO
  • 10/2016 → 02/2017
    Unemployed
    Denver, CO
  • 02/2016 → 10/2016
    Ann's Gardenscapes
    Denver, CO
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2022-06-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Greenwood Village, CO
Other Businesses

OBA-66389|OrgNmn:Alex Bauer|Org Addr:Denver,Colorado,US|OBA Nature:Musician|Invst Rel:N|Title:Musician |Duties:Writing & recording music and maintaining a website for sale of music and music-related merchandise such as apparel |StrtDt:02-16-22|TotHrs/mon:10|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-24
S63 Uniform Securities Agent State Law Examination 2017-04-10
  • S66 Uniform Combined State Law Examination
    2022-01-24
  • S63 Uniform Securities Agent State Law Examination
    2017-04-10
Designations
Other Names
  • Al Bauer
  • Alex Bauer
  • Alexander Page Bauer
  • Alexander Bauer

View on SEC IAPD

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