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Jessica Guthrie Gay

Tiaa-Cref Individual & Institutional Services, LLC

Glendale, CO

Wheat Ridge, CO

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-06-18
  • CO RA
    APPROVED
    Since 2024-06-18

Branch Locations

720 South Colorado Boulevard Suite 1100, Glendale, CO 80246 • United States

Wheat Ridge, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Littleton CO 02/2013 01/2023
Wells Fargo Clearing Services, Llc Littleton CO 02/2013 01/2023
Tiaa Denver CO 01/2023 Present
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 01/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-22
  • S66 Uniform Combined State Law Examination
    2022-04-22
Other Names
  • Jessica Guthrie Gay
  • Jessica Leigh Guthrie

View on SEC IAPD

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