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Dana Judson Brown

Wells Fargo Clearing Services, LLC

Wheat Ridge, CO

Denver, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2017-09-06
  • CO RA
    APPROVED
    Since 2017-09-06

Branch Locations

3490 Youngfield St, Wheat Ridge, CO 80033 • United States

1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Wheat Ridge CO 04/2013 Present
Wells Fargo Clearing Services, Llc Wheat Ridge CO 02/2017 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-06
S63 Uniform Securities Agent State Law Examination 2017-05-16
  • S65 Uniform Investment Adviser Law Examination
    2017-09-06
  • S63 Uniform Securities Agent State Law Examination
    2017-05-16
Other Names
  • Dana Brown

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Wheat Ridge, CO
EDWARD JONES · GOLDEN, CO
LPL FINANCIAL LLC · GOLDEN, CO
ALLSTATE FINANCIAL ADVISORS, LLC · Golden, CO
NORTHSTAR FINANCIAL COMPANIES, INC. · Golden, CO
AEGIS WEALTH MANAGEMENT, INC. · Golden, CO
WESTERN WEALTH MANAGEMENT LLC · GOLDEN, CO
P.A. SCHOPEN & ASSOCIATES, LLC · GOLDEN, CO

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