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Andrew Ellis

Key Investment Services LLC

Brooklyn, OH

Taylorsville, UT

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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-12-12
  • UT RA
    APPROVED
    Since 2022-12-12

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Taylorsville, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Bank Bountiful UT 04/2015 12/2016
Key Investment Services Salt Lake City UT 05/2018 01/2022
Keybank Salt Lake City UT 12/2016 01/2022
Keybank Salt Lake City UT 01/2022 Present
Key Investment Services Salt Lake City UT 01/2022 Present
  • 04/2015 → 12/2016
    Key Bank
    Bountiful, UT
  • 05/2018 → 01/2022
    Key Investment Services
    Salt Lake City, UT
  • 12/2016 → 01/2022
    Keybank
    Salt Lake City, UT
  • 01/2022 → Present
    Keybank
    Salt Lake City, UT
  • 01/2022 → Present
    Key Investment Services
    Salt Lake City, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-09
S63 Uniform Securities Agent State Law Examination 2018-10-11
  • S65 Uniform Investment Adviser Law Examination
    2022-12-09
  • S63 Uniform Securities Agent State Law Examination
    2018-10-11

View on SEC IAPD

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OSAIC WEALTH, INC.
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THE HUNTINGTON INVESTMENT COMPANY
J.P. MORGAN SECURITIES LLC

Other Investors

Joseph Briel Skarda
KRISTY LYNN TOYE-COOPER
David Jonathan Dershteller
LUANN MARIE SPAETHE
Mallory D Haseley
TIMOTHY ALBERT SHAW
MICHAEL BRENT BUROKER
KAREN ALTHIA YORKE

Other Offices

KEY INVESTMENT SERVICES LLC · BROOKLYN, OH
VICTORY CAPITAL MANAGEMENT INC. · Brooklyn, OH
LINCOLN INVESTMENT · PARMA, OH
INDEPENDENCE CAPITAL CO., INC. · PARMA, OH
LPL FINANCIAL LLC · PARMA, OH
OSAIC WEALTH, INC. · PARMA, OH
CETERA INVESTMENT ADVISERS LLC · CLEVELAND, OH
THE HUNTINGTON INVESTMENT COMPANY · Cleveland, OH

More in Brooklyn, OH

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