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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-07-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Key Investment Services Llc | Brooklyn | OH | 12/2005 | Present |
SOUTH HAMPTON HOA, LLC; POSITION: Treasurer; NATURE: Homeowners Association representing 35 homeowners; INVESTMENT RELATED: Yes; NUMBER OF HOURS: 1; SECURITIES TRADING HOURS: 0; START DATE: 12/23/2024; ADDRESS: 20545 Center Ridge Rd, Rocky River, OH 44116, United States; DESCRIPTION: I would act as treasurer with assistance from president and vice president; This is an HOA and we are limited to treasuries and c/d's. All decisions are made as a 3-member board.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-23 |
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