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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-14 |
Branch Locations
333 Earle Ovington Boulevard Suite 510, Uniondale, NY 11553 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc. | Garden City | NY | 06/2009 | 06/2024 |
| Securities America Advisors | Garden City | NY | 06/2009 | 06/2024 |
| Osaic Wealth, Inc. | Garden City | NY | 06/2024 | Present |
| Osaic Wealth, Inc. | Garden City | NY | 06/2024 | Present |
1. LONG ISLAND GOLF ASSOCIATION POSITION: Volunteer NATURE: Executive Committee Member - Volunteer Work INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 11/17/2016 ADDRESS: 114 Old Country Road, Ste LI80, Mineola NY 11501 DESCRIPTION: Participate in executive committee meetings regarding tournament schedules, formats, rules and venues. 2. METROPOLITAN GOLF ASSOCIATION EXECUTIVE COMMITTEE POSITION: Board Member NATURE: Executive Committee Member - Volunteer Work INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2018 ADDRESS: 49 Knollwood Rd, Elmsford NY 10523 DESCRIPTION: Participate in executive committee meetings regarding tournament schedules, site selection, player advocacy, rules and sponsorship 3. TSG FINANCIAL, LLC POSITION: senior planner NATURE: Sales and services of insurance and employee benefits. INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 01/01/2006 ADDRESS: 310 OLD COUNTRY RD, STE. 205, GARDEN CITY, NY 11530 DESCRIPTION: Sales and services of insurance and employee benefits 4. RISK STRATEGIES COMPANY POSITION: Producer NATURE: Sale of life and health insurance products through the DBA Risk Strategies Company INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 10/01/2016 ADDRESS: 310 OLD COUNTRY RD, STE. 205, GARDEN CITY, NY 11530 DESCRIPTION: To sell life, health and property & casualty under the DBA Risk Strategies Company and TSG Financial, LLC a divsion of Risk Strategies Company 5. RISK STRATEGIES COMPANY POSITION: Producer NATURE: Sale of life and health insurance products through the DBA Risk Strategies Company INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 10/01/2016 ADDRESS: 333 Earle Ovington Blvd, Ste 510, Uniondale NY 11553, United States DESCRIPTION: To sell life, health and property & casualty under the DBA Risk Strategies Company and TSG Financial, LLC a divsion of Risk Strategies Company
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-01-14 |
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