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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-10-10 |
Branch Locations
Los Angeles, CA • United States
Los Angeles, CA • United States
Cwm Retail, Sales 3530 Wilshire Blvd., Los Angeles, CA 90010 • United States
Cwm Retail, Sales 5670 Wilshire Boulevard, Suite 150, Los Angeles, CA 90036 • United States
Cwm Retail, Sales 300 S. Fairfax Ave., Los Angeles, CA 90036 • United States
Citi Wealth Management, Sales 285 South Lake Avenue, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Los Angeles | CA | 09/2015 | 02/2017 |
| Wells Fargo Clearing Services Llc | Los Angeles | CA | 02/2017 | 09/2022 |
| Citi Group | Los Angeles | CA | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-12 |
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