Best Investors
Account
Sign in
Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-05-09 |
| ID | RA | APPROVED | 2019-09-23 |
Branch Locations
Sacramento, CA • United States
1011 Sunset Blvd Suite 210, Rocklin, CA 95765 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Us Bank | Sacramento | CA | 04/2013 | 02/2017 |
| U.S Bancorp Investments, Inc. | Sacramento | CA | 02/2017 | 10/2018 |
| Wells Fargo | Meridian | ID | 10/2018 | 06/2019 |
| Raymond James Financial Services, Inc | Rocklin | CA | 09/2019 | Present |
| Raymond James Financial Services Advisors | Rocklin | CA | 09/2019 | Present |
| First Tech Federal Credit Union | Rocklin | CA | 09/2019 | Present |
| Addison Avenue Investment Services, A Division Of Ftfcu | Rocklin | CA | 09/2019 | Present |
(1)Name of Business: Addison Avenue Investment Services, a division of FTFCU Address: 1011 Sunset Blvd, Suite 210, Rocklin, CA, 95765, United States Activity Type: Support Company - Non Owner Position/Title: Client Services Specialist Investment Related: Yes Start Date: 09/09/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Assistant. Assists Financial advisors with administrative tasks (2)Name of Business: First Tech Federal Credit Union Address: 1011 Sunset Blvd, Suite 210, Rocklin, CA, 95765, United States Activity Type: Bank or Credit Union Associate Position/Title: Client Services Specialist Investment Related: Yes Start Date: 09/09/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Assistant. Assists Financial advisors with administrative and all other requests.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-30 |
Reach out to this advisor