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Kayla Thiri Aung Hawco

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Walnut Creek, CA

Santa Clarita, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-09
TX RA APPROVED 2020-01-06
  • CA RA
    APPROVED
    Since 2026-01-09
  • TX RA
    APPROVED
    Since 2020-01-06

Branch Locations

1331 N California Blvd, Walnut Creek, CA 94596 • United States

24200 Magic Mountain Pkwy, Santa Clarita, CA 91355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na San Francisco CA 03/2016 09/2017
Wells Fargo Clearing Services Llc San Francisco CA 02/2017 09/2017
Jp Morgan Chase Bank San Francisco CA 09/2017 08/2019
Jp Morgan Securities Llc San Francisco CA 09/2017 08/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oakland CA 08/2019 Present
Bank Of America, N.A. Oakland CA 08/2019 Present
  • 03/2016 → 09/2017
    Wells Fargo Bank Na
    San Francisco, CA
  • 02/2017 → 09/2017
    Wells Fargo Clearing Services Llc
    San Francisco, CA
  • 09/2017 → 08/2019
    Jp Morgan Chase Bank
    San Francisco, CA
  • 09/2017 → 08/2019
    Jp Morgan Securities Llc
    San Francisco, CA
  • 08/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Oakland, CA
  • 08/2019 → Present
    Bank Of America, N.A.
    Oakland, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-19
S63 Uniform Securities Agent State Law Examination 2017-05-11
  • S66 Uniform Combined State Law Examination
    2019-10-19
  • S63 Uniform Securities Agent State Law Examination
    2017-05-11
Other Names
  • Thi Yi Aung
  • Kayla Aung
  • Thi Aung
  • Kayla Thiri Aung

View on SEC IAPD

Other Firms

USCF ADVISERS
BURTON ENRIGHT WELCH
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SAVANT WEALTH MANAGEMENT
ONE CAPITAL MANAGEMENT, LLC
ROCKEFELLER FINANCIAL LLC
OSAIC WEALTH, INC.

Other Investors

CHRISTOPHER STEPHEN HUGHES
Gerwin de Haan
KELLY METZLER RANDALL
Sydney Irene Kovacs
DAVID ANTHONY ESPINEIRA
BENJAMIN ROSS PETERS
Annie Claire Klopstock
Alex Kyle Soderberg

Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

More in Walnut Creek, CA

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