Kayla Thiri Aung Hawco

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 09/2017
  Wells Fargo Bank Na
  San Francisco, CA
• 02/2017 → 09/2017
  Wells Fargo Clearing Services Llc
  San Francisco, CA
• 09/2017 → 08/2019
  Jp Morgan Chase Bank
  San Francisco, CA
• 09/2017 → 08/2019
  Jp Morgan Securities Llc
  San Francisco, CA
• 08/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Oakland, CA
• 08/2019 → Present
  Bank Of America, N.A.
  Oakland, CA

Exams

• S66 Uniform Combined State Law Examination
  2019-10-19
• S63 Uniform Securities Agent State Law Examination
  2017-05-11

Other Names

• Thi Yi Aung
• Kayla Aung
• Thi Aung
• Kayla Thiri Aung