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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-05-26 |
| CA | RA | APPROVED | 2014-02-24 |
Branch Locations
2029 Century Park E Floor 38, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Beverly Hills | CA | 01/2014 | Present |
Entity Name: Neil Cohen Investment related: N Address: 6534 Olympic PL, LA CA 90035 Nature of the other business: Real Estate Position/Title/Relationship: Home rental AIRBnB rental Start Date: 05/24/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Will be using my home from time to time for AIRBnB rental
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-18 |
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