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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-12 |
| IA | RA | APPROVED | 2014-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services | St. Coud | MN | 04/2013 | Present |
| Iowa Falls State Bank | Iowa Falls | IA | 04/2013 | Present |
| Cetera Investment Advisers Llc | Iowa Falls | IA | 01/2014 | Present |
1.) BOARD MEMBER AT LARGE OF FRIEND'S OF CALKIN'S NATURE AREA; VOLUNTEER; PROVIDE INPUT INTO PROJECTS 2.) PRESIDENT OF THE BOARD OF IOWA FALLS COMMUNITY SCHOOL DISTRICT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-29 |
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