Samantha Froggatt

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2026 → Present
  Squigley Financial
  Mount Pleasant, SC
• 02/2017 → 09/2025
  Avantax Advisory Services
  Dallas, TX
• 05/2008 → 02/2017
  Sally Beauty Supply
  Denton, TX
• 02/2017 → 09/2025
  Avantax Investment Services, Inc.
  Dallas, TX
• 09/2025 → 11/2025
  Cetera Wealth Services, Llc
  Dallas, TX
• 09/2025 → 11/2025
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2025 → 11/2025
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 04/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 04/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2025 → 04/2026
  Unemployed
  Mount Pleasant, SC

Previous Registrations

• 2025-09-05 → 2025-12-03
  Cetera Investment Advisers Llc
  Dallas, TX
  Irving, TX
  Mount Pleasant, SC
• 2017-06-02 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Dallas, TX
  Mount Pleasant, SC
  Irving, TX

Other Businesses

1.NAME OF OTHER BUSINESS: SQUIGLEY FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES DBA POSITION/TITLE/RELATIONSHIP: INTERN START DATE: 5/2026 APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE DUTIES 2. NAME OF OTHER BUSINESS: HARRIS TEETER; INVESTMENT RELATED: NO; ADDRESS: 620 LONG POINT ROAD, UNIT-H, MOUNT PLEASANT, SC 29464; NATURE OF BUSINESS: CUSTOMER SERVICE AT CHEESE COUNTER; START DATE: 5/08/2026 POSITION/TITLE/RELATIONSHIP: SEASONAL CHEESE MONGER; APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: PARTTIME SEASONAL WORK AT CHEESE COUNTER AT GROCERY STORE.

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-10-13
• S65 Uniform Investment Adviser Law Examination
  2017-06-02

Other Names

• Samantha Lynn Dunn
• Samantha Dunn