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4350 Congress Street Suite 1000, Charlotte, NC 28209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-10-22 |
Branch Locations
4350 Congress Street Suite 1000, Charlotte, NC 28209 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 05/2014 | 05/2019 |
| Bank Of America, N.A. | Charlotte | NC | 05/2014 | 05/2019 |
| Sterling Capital Management Llc | Charlotte | NC | 09/2019 | Present |
| Sterling Capital Distributors, Llc | Charlotte | NC | 09/2019 | Present |
| Unemployed | Charlotte | NC | 05/2019 | 08/2019 |
Sterling Capital Management LLC, Investment Related, Internal Wholesaler, Charlotte, NC, Began 09/2019, Sales Desk Manager, 160 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-10 |
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