Helen D O'rourke

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED	2017-10-12
CT	RA	APPROVED	2017-06-12

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED

Since 2017-10-12
CT RA
APPROVED

Since 2017-06-12

Branch Locations

9000 Southside Blvd, Jacksonville, FL 32256 • United States

300 Broadhollow Rd, Melville, NY 11747 • United States

Commack, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Stamford	CT	05/2011	Present
Bank Of America, N.A.	Stamford	CT	05/2011	Present

05/2011 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT
05/2011 → Present

Bank Of America, N.A.

Stamford, CT

Other Businesses

I*4836297, Entity Type: , Name of OBA: Rental Property - 07-Jul-26 - 1, Address: Tobyhanna , Pennsylvania, 18466, Investment Related: N, Position, Title, Association: Sole owner, Employee Start Date: 08/15/2026, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-06-10

S66 Uniform Combined State Law Examination

2017-06-10

Other Names

Helen Denisse Nieves Garcia
Helen Nieves
Helen Denisse Nieves

View on SEC IAPD