Nathan Alexander Morgan

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-06-12
CA	RA	APPROVED	2017-07-26

TX RA
APPROVED

Since 2018-06-12
CA RA
APPROVED

Since 2017-07-26

Branch Locations

100 Spectrum Center Dr, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith	Lancaster	CA	01/2007	Present
Bank Of America, N.A.	Lancaster	CA	01/2007	Present
Bank Of America, N.A.	Irvine	CA	06/2024	Present

01/2007 → Present

Merrill Lynch, Pierce, Fenner & Smith

Lancaster, CA
01/2007 → Present

Bank Of America, N.A.

Lancaster, CA
06/2024 → Present

Bank Of America, N.A.

Irvine, CA

Other Businesses

I*3087275 Entity Type: Name of OBA: N M TTEE U/A DTD 03/05/2025 BY N M Address: California, 92604 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 10/27/2025 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-07-24

S66 Uniform Combined State Law Examination

2017-07-24

Other Names

Nathan Morgan

View on SEC IAPD