Sean Minshan Chang

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-10-25
CA	RA	APPROVED	2017-08-28

TX RA
APPROVED

Since 2017-10-25
CA RA
APPROVED

Since 2017-08-28

Branch Locations

2180 Huntington Dr, San Marino, CA 91108 • United States

1234 S Baldwin Ave, Arcadia, CA 91007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Temple City	CA	03/2013	Present
Bank Of America, N.A.	Temple City	CA	05/2013	Present

03/2013 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Temple City, CA
05/2013 → Present

Bank Of America, N.A.

Temple City, CA

Other Businesses

I*549279 For profit or not for profit: Entity For Profit Name of outside business organization: User Testing Investment related: N Address of business: san francisco, California, 94107 Nature of business: ["Corporation"] Position, title, association: ["Other"], Start date of relationship: 12/1/2021 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: User, Give short reviews and user experience.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-08-25

S66 Uniform Combined State Law Examination

2017-08-25

Other Names

Minshan Chang
Sean Chang

View on SEC IAPD