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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-08-29 |
| TX | RA | APPROVED_RES | 2024-08-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Greenville | SC | 03/2015 | 03/2023 |
| Cetera Investment Services Llc | St. Cloud | MN | 02/2017 | 01/2023 |
| Cetera Investment Services Llc | Saint Cloud | MN | 03/2023 | 08/2024 |
| Cetera Investment Advisers Llc | Greenville | SC | 03/2023 | 08/2024 |
| Wells Fargo Clearing Services, Llc ( | Greenville | SC | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-26 |
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